Alan Neese
Alan Neese is a registered investment advisor at Retirement Income Strategies INC., based in Palm Beach Gardens, FL, with 32 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 127 clients with $73M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5M+ | 0.75% |
The annual fee is negotiable.
Fee Estimator
Location
4500 Pga Boulevard, Suite 201, Palm Beach Gardens, FL, 33418
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is the President and an insurance agent at Sure Foundations International, Inc. since 2013, earning fixed insurance commissions and dedicating about 10% of his time to this investment-related activity.
Employment History
Current Registrations
Retirement Income Strategies INC.
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Washington Square Securities, INC.Broker
Jefferson Pilot Securities CorporationBroker
Jefferson-Pilot Investor Services, INC.Broker
Aig Equity Sales CORP.Broker
Guardian Investor Services CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.