Vadim Mostovoy
Vadim Mostovoy is a registered investment advisor at Empire Financial Management Company, LLC, based in New York, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 983 clients with $710M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Empire Financial Management's fees are individually negotiated and range from 0.5% to 2.5% of the value of your portfolio annually. The fees are calculated based on the market value of the assets at the end of each quarter. Fees are typically charged quarterly in arrears, but for accounts held at RBC, fees can be charged in advance.
Location
29 Broadway, 12th Floor, New York, NY, 10006
Get directionsHistory
Regulatory History (2)
Regulatory
September 1996Customer Dispute
July 1996Other Business Activities
LionHunter Capital Management is Vadim's pass-through company for expenses as a 1099 employee of Empire Asset Management Co. Lionhunter became an SEC RIA in February 2021, but has yet to commence operations, and Vadim is currently the CEO.
Employment History
Current Registrations
Empire Financial Management Company, LLC
Previous Registrations
Empire Asset Management CompanyBroker
Empire Asset Management CompanyBroker
Bishop, Rosen & CO., INC.Broker
Heartland Securities CORP.Broker
Heartland Securities CORP.Broker
Alexander, Wescott, & CO., INC.Broker
Vertical Capital Partners, INC.Broker
Mercer, Bokert, Buckman & Reid, INC.Broker
Hornblower & Weeks, INC.Broker
Oppenheimer & CO., INC.Broker
Tamaron Investments, INC.Broker
J. W. Gant & Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.