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Michael Moerler
25 Years of Experience
New York City, NY
2 DisclosuresBroker
Michael Moerler is a registered investment advisor at Charles Schwab & CO., INC., based in New York City, NY, with 25 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1300 Avenue of the Americas, New York City, NY, 10019
Get directionsHistory
Regulatory History (2)
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Customer Dispute
July 2022Denied
Customer Dispute
December 2012Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
September 2019 - Present · 6 yrs 8 mos
Charles Schwab & CO., INC.Broker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Fidelity Brokerage Services LLCBroker
September 2008 - August 2019 · 10 yrs 11 mos
Kellogg Specialist Group LLCBroker
November 2007 - May 2008 · 6 mos
Sig Specialists, INC.Broker
October 2000 - December 2007 · 7 yrs 2 mos
State Registrations19 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.