JP
JP
Joseph Powers
26 Years of Experience
New York City, NY
1 DisclosureBroker
Joseph Powers is a registered investment advisor at Charles Schwab & CO., INC., based in New York City, NY, with 26 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
915 Broadway, Ground Floor, New York City, NY, 10010
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2002Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
January 2026 - Present · 8 mos
Charles Schwab & CO., INC.Broker
January 2026 - Present · 8 mos
Previous Registrations
Victory Capital Management INC.
November 2015 - May 2025 · 9 yrs 6 mos
Victory Capital Services, INC.Broker
November 2015 - May 2025 · 9 yrs 6 mos
Alliancebernstein Investments, INC.Broker
June 2013 - August 2015 · 2 yrs 2 mos
Legg Mason Investor Services, LLCBroker
December 2005 - June 2013 · 7 yrs 6 mos
Citigroup Global Markets INC.Broker
December 2004 - December 2005 · 1 yr
Citicorp Investment ServicesBroker
May 2003 - October 2004 · 1 yr 5 mos
Citicorp Investment ServicesBroker
February 2002 - February 2003 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1998 - February 2002 · 4 yrs 1 mo
State Registrations10 states
ARCACOCTFLMANJNYPAUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.