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Bennett Walker

34 Years of Experience
Franklin, TN
Broker

Bennett Walker is a registered investment advisor at Janney Montgomery Scott LLC, based in Franklin, TN, with 34 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

Two Franklin Park, 6700 Tower Circle, Ste. 200, Franklin, TN, 37067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Janney Montgomery Scott LLC
August 2017 - Present · 8 yrs 9 mos
Janney Montgomery Scott LLCBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2004 - August 2017 · 13 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
May 2004 - August 2017 · 13 yrs 3 mos
UBS Financial Services INC.
July 2001 - June 2004 · 2 yrs 11 mos
UBS Financial Services INC.Broker
August 2000 - June 2004 · 3 yrs 10 mos
J.C. Bradford & CO.Broker
September 1995 - August 2000 · 4 yrs 11 mos
Josephthal Lyon & Ross IncorporatedBroker
October 1991 - September 1995 · 3 yrs 11 mos
F.N. Wolf & CO., INC.Broker
August 1991 - October 1991 · 2 mos
State Registrations49 states
ALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Bennett Walker - Financial Advisor | TrueAdvisor