NS
CFP
NS
CFP

Nicole Simpson

32 Years of Experience
Piscataway, NJ
3 DisclosuresBrokerSells Insurance

Nicole Simpson is a CFP-designated registered investment advisor, based in Piscataway, NJ, with 32 years of industry experience.

Location

371 Hoes Lane Suite 200,, Piscataway, NJ, 08854

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2006
Judgment / Lien
March 2006
Customer Dispute
May 2000
Settled
Other Business ActivitiesSells Insurance

Nicole is involved in several outside business activities, including selling insurance through Harvest Wealth LLC, giving motivational speeches, and serving as a pastor. She also dedicates time to a community association providing services for marginalized communities and operates a financial planning firm, Harvest Wealth Financial, on a full-time basis.

Employment History
Current Registrations
Vanderbilt Advisory Services
August 2023 - Present · 2 yrs 11 mos
Vanderbilt Securities, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Next Financial Group, INC.
December 2007 - August 2023 · 15 yrs 8 mos
Next Financial Group, INC.Broker
November 2007 - August 2023 · 15 yrs 9 mos
PNC InvestmentsBroker
August 2005 - November 2007 · 2 yrs 3 mos
PNC Investments
August 2005 - November 2007 · 2 yrs 3 mos
Metlife Securities INC.
February 2003 - August 2005 · 2 yrs 6 mos
Metlife Securities INC.Broker
February 2003 - August 2005 · 2 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
February 2003 - August 2005 · 2 yrs 6 mos
Morgan Stanley
May 2002 - January 2003 · 8 mos
Morgan Stanley Dw INC.Broker
August 2000 - January 2003 · 2 yrs 5 mos
Legg Mason Wood Walker, IncorporatedBroker
April 1997 - August 2000 · 3 yrs 4 mos
Smith Barney INC.Broker
June 1996 - March 1997 · 9 mos
Prudential Securities IncorporatedBroker
November 1992 - March 1996 · 3 yrs 4 mos
State Registrations15 states
DCDEFLGAILINMDNCNJNVNYPATNVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicole Simpson - Financial Advisor | TrueAdvisor