Douglas Cochran
Douglas Cochran is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in La Jolla, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
7825 Fay Ave, La Jolla, CA, 92037
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Regulatory History (4)
Criminal
July 2011Criminal
August 2009Customer Dispute
December 2008Customer Dispute
November 2008Other Business Activities
Douglas serves as a trustee or co-trustee for a trust since May 2020, spending minimal time on this activity. This activity is investment-related.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
M.L. Stern & CO., LLC.Broker
Pacific Capital Partners, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.