Dwight Fay
Dwight Fay is a registered investment advisor at Auxan Capital Advisors, LLC, based in Springfield, MO, with 34 years of industry experience. Dwight operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 567 clients with $90M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Auxan Capital Advisors (ACA) offers two main types of investment management: active and passive.
For Active Management, the fees are:
- 1.9% per year for Concentrated Growth Strategy
- 1.0% per year for ETF/Mutual Fund Strategies and Passive Equity Strategies
- 0.3% per year for Individual Bonds/CDs
For Passive Management, the fees vary depending on the custodian (Betterment, Charles Schwab, or American Funds). The fee is based on the total amount of assets managed across all custodians. The fee for American Funds is 0.75% per year. See the fee schedule below for Betterment and Charles Schwab.
ACA may charge a lower fee based on various factors and all fees are negotiable. ACA does not receive commissions from the sale of securities.
Location
2215 W Chesterfield Blvd, Suite 10, Springfield, MO, 65807
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dwight offers life insurance, long-term care insurance, and annuities to clients as needed for estate purposes, dedicating minimal time to this. He also owns and operates rental property, spending minimal time on this activity.
Employment History
Current Registrations
Auxan Capital Advisors, LLC
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.