James Lewis
James Lewis is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Springfield, MO, with 25 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3854 South Avenue, Springfield, MO, 65807
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a CPA/CFP at BRS CPAs & Advisors providing tax, accounting, and wealth management services, dedicating full-time hours to this. He also advises clients on financial matters, investments, and life insurance through BRS Wealth Management LLC, spending a few hours per week. Additionally, James works as an independent contractor consultant for Bill Beall Co., spending a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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