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Garrett Buiser

34 Years of Experience
Westlake Village, CA
2 DisclosuresBrokerSells Insurance

Garrett Buiser is a registered investment advisor at Ameriprise Financial Services, LLC, based in Westlake Village, CA, with 34 years of industry experience. Garrett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

31351 Via Colinas, Suite 104, Westlake Village, CA, 91362

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Settled
Customer Dispute
May 2006
Denied
Other Business ActivitiesSells Insurance

Garrett is an independent insurance broker with Anthem Blue Cross since 1992. He also has business ownership activities, some investment-related and some not, each taking a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 1997 - Present · 28 yrs 5 mos
Ameriprise Financial Services, LLC
September 1991 - Present · 34 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 1991 - Present · 34 yrs 8 mos
Previous Registrations
Ids Life Insurance CompanyBroker
September 1991 - July 2006 · 14 yrs 10 mos
State Registrations20 states
AZCACOFLGAIDILKYMEMTNCNJNVNYORTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.