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David Feuerhelm

Ameriprise Financial Services, LLC
33 Years of Experience
Westlake Village, CA
2 DisclosuresBroker
View SEC Summary
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David Feuerhelm is a registered investment advisor at Ameriprise Financial Services, LLC, based in Westlake Village, CA, with 33 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3027 Townsgate Rd, Ste 200, Westlake Village, CA, 91361-5863

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2007
Settled
Customer Dispute
January 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David owns real estate property since 1987 and serves as VP Secretary on the Board of Directors for Feuerhelm since 2017. The board position requires a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2012 - Present · 14 yrs 3 mos
Ameriprise Financial Services, LLC
July 2012 - Present · 14 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 1998 - April 2007 · 8 yrs 5 mos
Morgan Stanley Dw INC.Broker
April 1993 - April 2007 · 14 yrs
State Registrations15 states
ALAZCAFLIDMENCNENVNYOHORPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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