Richard Capurso is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3 Edison Drive, Alpharetta, GA, 30005
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 8 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
E*trade Capital Management, LLC
February 2022 - September 2023 · 1 yr 7 mos
E*trade Securities LLCBroker
February 2022 - September 2023 · 1 yr 7 mos
Wells Fargo Clearing Services, LLC
April 2017 - January 2022 · 4 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
April 2017 - January 2022 · 4 yrs 9 mos
PNC Investments
March 2013 - March 2017 · 4 yrs
PNC InvestmentsBroker
January 2013 - March 2017 · 4 yrs 2 mos
PFS Investments INC.Broker
April 2012 - December 2012 · 8 mos
G-Bar Limited PartnershipBroker
August 2011 - February 2012 · 6 mos
Optionsxpress, INC.Broker
August 2009 - November 2011 · 2 yrs 3 mos
Esposito Securities, LLCBroker
May 2008 - August 2008 · 3 mos
Vdm Trading, LLCBroker
January 2008 - April 2008 · 3 mos
Vdm Capital Markets, LLCBroker
March 2007 - April 2008 · 1 yr 1 mo
Vdm Trading, LLCBroker
January 2007 - March 2007 · 2 mos
Goldman Sachs Execution & Clearing, L.P.Broker
January 2006 - July 2006 · 6 mos
Slk Index Specialists, LLCBroker
February 2002 - July 2006 · 4 yrs 5 mos
Spear, Leeds & Kellogg Specialists LLCBroker
October 2000 - February 2002 · 1 yr 4 mos
Spear, Leeds & Kellogg, L.P.Broker
March 2000 - August 2004 · 4 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.