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Lance Hutchins

34 Years of Experience
Houston, TX
Broker

Lance Hutchins is a registered investment advisor at UBS Financial Services INC., based in Houston, TX, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

2525 Bay Area Blvd, 3rd Floor, Houston, TX, 77058

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lance is the proprietor and owner of Lucky Creek, a family farm in Brenham, Texas, since 2025. He is involved in agriculture and livestock, specifically hay sales, and considers this investment-related.

Employment History
Current Registrations
UBS Financial Services INC.Broker
February 2015 - Present · 11 yrs 3 mos
UBS Financial Services INC.
February 2015 - Present · 11 yrs 3 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - March 2015 · 5 yrs 9 mos
Morgan Stanley
June 2009 - March 2015 · 5 yrs 9 mos
Citigroup Global Markets INC.
April 1997 - June 2009 · 12 yrs 2 mos
Citigroup Global Markets INC.Broker
April 1997 - June 2009 · 12 yrs 2 mos
Bank United Securities CORP.Broker
May 1995 - April 1997 · 1 yr 11 mos
Woodlands Securities CorporationBroker
February 1994 - May 1995 · 1 yr 3 mos
Transamerica Fund Distributors, INC.Broker
July 1991 - August 1993 · 2 yrs 1 mo
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lance Hutchins - Financial Advisor | TrueAdvisor