Scott Lebauer is a registered investment advisor, based in Hampstead, NC, with 33 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold.
Location
450 Kings Landing Rd, Hampstead, NC, 28443
Get directionsHistory
Regulatory History (3)
Financial
May 2021Financial
November 2020Financial
May 2019Other Business ActivitiesSells Insurance
Scott is the owner and an independent insurance agent for various independent insurance companies through Lebauer Financial Design LLC, dedicating about half of his time to this and additional time to trading. He is also an advisory representative of an RIA through CIRA, working nearly full-time and spending significant time trading, and a family partner in Lebauer Family Limited Partnership.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Tlg Advisors, INC.
The Leaders Group, INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Mutual Service CorporationBroker
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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