Todd Tindall is a registered investment advisor, based in Tampa, FL, with 34 years of industry experience.
Location
Tampa, FL
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Regulatory History (1)
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Customer Dispute
August 1994Award / Judgment
Other Business Activities
Todd is the sole shareholder and managing partner of Guardian Advisors, LLC, spending a few hours per month on portfolio management for one client. He is also a partner in Frontier Gateway Partners, a venture capital co-investment fund, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
Cea Atlantic Advisors, LLCBroker
October 2019 - Present · 6 yrs 7 mos
Guardian Advisors, LLC
July 2003 - Present · 22 yrs 10 mos
Previous Registrations
First Midwest Securities, INC.Broker
July 2003 - April 2009 · 5 yrs 9 mos
E*trade Securities LLCBroker
July 2002 - February 2003 · 7 mos
Sal Financial Services, INC.Broker
May 2002 - July 2002 · 2 mos
American Investment Services, INC.Broker
June 1995 - May 2002 · 6 yrs 11 mos
Rothschild Global Investments, INC.Broker
September 1994 - May 1995 · 8 mos
Dmg Securities, INC.Broker
July 1994 - August 1994 · 1 mo
F.N. Wolf & CO., INC.Broker
July 1991 - July 1994 · 3 yrs
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.