Kendal Shaw
Kendal Shaw is a registered investment advisor at Retirement Plan Advisors, LLC, based in Chicago, IL, with 32 years of industry experience. Kendal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 8,148 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RPA offers investment management services where they manage your investments for a fee based on the amount of your portfolio. The specific fee will not exceed 2.25% per year. Trading, custodial, and account service fees may also apply. Fees are typically deducted from your account either monthly or quarterly.
RPA also participates in wrap fee programs through Cambridge Investment Research Advisors, Inc. called WealthPort. These programs charge an inclusive fee covering custody, brokerage, and investment advisory services. The maximum fee is 2.25%.
Location
29 E. Madison St., Suite 500, Chicago, IL, 60602-3205
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kendal is an owner, an agent in insurance/benefits/human resources (dedicating about a quarter of his time), and an investment advisor representative (IAR) affiliated with Retirement Plan Advisors, LLC (dedicating about 10-20% of his time).
Employment History
Current Registrations
Retirement Plan Advisors, LLC
Cambridge Investment Research, INC.Broker
Previous Registrations
Ameritas Advisory Services, LLC
Ameritas Investment Company, LLCBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Scottrade Investment Management
Scottrade, INC.Broker
Olde Discount CorporationBroker
J. Gregory & Company, INC.Broker
F.N. Wolf & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.