YZ
YZ

Ying Zhang

34 Years of Experience
Walnut Creek, CA
1 DisclosureBroker

Ying Zhang is a registered investment advisor at UBS Financial Services INC., based in Walnut Creek, CA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1255 Treat Blvd, Suite 1000, Walnut Creek, CA, 94597

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History

Regulatory History (1)
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Customer Dispute
May 2012
Settled
Employment History
Current Registrations
UBS Financial Services INC.Broker
June 2012 - Present · 13 yrs 11 mos
UBS Financial Services INC.
June 2012 - Present · 13 yrs 11 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
January 1992 - April 2007 · 15 yrs 3 mos
Baraban Securities, INC.Broker
October 1991 - November 1991 · 1 mo
State Registrations13 states
ALAZCACOIAIDNJNVNYOHORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.