James Dempsey
James Dempsey is a registered investment advisor at Centennial Securities Company INC, based in Grand Rapids, MI, with 34 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,691 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centennial Securities offers investment management services where fees are based on the value of your portfolio. The specific fee is disclosed in your Investment Management Agreement, and may be negotiable. The standard fee schedule is:
- Under $500,000: 0.75% – 2.00% per year
- $500,000 – $1,000,000: 0.50% – 1.75% per year
- Over $1,000,000: 0.25% – 1.50% per year
Fees are billed and paid quarterly in advance, based on the value of your account at the end of the previous quarter.
Location
3075 Charlevoix Drive Se, Grand Rapids, MI, 49546
Get directionsHistory
Regulatory History (9)
Customer Dispute
April 2004Customer Dispute
July 2003Customer Dispute
December 2002Customer Dispute
September 2002Customer Dispute
July 2002Customer Dispute
August 2000Customer Dispute
May 2000Customer Dispute
February 2000Customer Dispute
December 1999Other Business ActivitiesSells Insurance
James is an Advanced Planning Specialist at Farm Bureau Insurance of MI since 2002, focusing on retirement planning and business succession. This role takes nearly full-time hours each week and is investment-related.
Employment History
Current Registrations
Centennial Securities Company INC
Centennial Securities Company, INC.Broker
Centennial Securities Company, INC.
Previous Registrations
Fb Equity Sales Corporation of MichiganBroker
Sigma Financial CorporationBroker
The Trading Desk, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.