Wayne E Fernow

American Family Legacy Group

25 Years of Experience

3 Disclosures

View SEC Summary

American Family Legacy Group

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

3 advisors

Number of Clients

89 clients

Average Client Portfolio

$428K average

Assets Under Management

$38.1M

Location

3030 N Rocky Point Dr W, Suite 150, Tampa, FL, 33607

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2024

Pending

Customer Dispute

July 2024

Pending

Regulatory

December 2018

Final

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

American Family Legacy Group

January 2012 - Present · 14 yrs 1 mo

Previous Registrations

AXA Advisors, LLC

September 2008 - January 2012 · 3 yrs 4 mos

AXA Advisors, LLCBroker

September 2008 - January 2012 · 3 yrs 4 mos

Chase Investment Services CORP.

February 2007 - June 2008 · 1 yr 4 mos

Chase Investment Services CORP.Broker

February 2007 - June 2008 · 1 yr 4 mos

Allstate Financial Services, LLCBroker

September 2003 - February 2007 · 3 yrs 5 mos

AXA Advisors, LLC

May 2001 - July 2003 · 2 yrs 2 mos

AXA Advisors, LLCBroker

March 2001 - July 2003 · 2 yrs 4 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

March 1992 - August 1992 · 5 mos

Edward D. Jones & CO., L.P.Broker

September 1991 - March 1992 · 6 mos

State Registrations3 states

FLOKTX

Advisor

Exams

No exam information available for this advisor.