John Leake is a registered investment advisor at Stephens, based in Little Rock, AR, with 32 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.
Location
111 Center Street, Little Rock, AR, 72201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Stephens
Stephens
StephensBroker
Previous Registrations
Chicago Partnership Board, INC.Broker
Horwitz & Associates, INC.Broker
Powell & Satterfield, INC.Broker
State Registrations9 states
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