Dwayne Kappell
Dwayne Kappell is a registered investment advisor at Centaurus Financial, INC., based in Evansville, IN, with 34 years of industry experience. Dwayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
123 NW 4th Street, Suite #301, Evansville, IN, 47708
Get directionsHistory
Regulatory History (2)
Regulatory
January 2010Customer Dispute
August 2006Other Business ActivitiesSells Insurance
Dwayne is the president of Kappell Insurance Services since 1986, spending about a quarter of his time on the sales and service of life insurance, group health, annuities, dental, group life, LTD, and STD.
Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
Midamerica Financial Services, INC.Broker
Metlife Securities INC.Broker
USA Financial Securities CorporationBroker
Investors Capital CORP.Broker
Intersecurities, INC.Broker
Walnut Street Securities, INC.Broker
Mony Securities CORP.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.