Roger Whitney
Roger Whitney is a CFP-designated registered investment advisor at Align Financial, LLC, based in Mansfield, TX, with 34 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 188 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Align Financial offers comprehensive advisory services under various fee schedules depending on the client relationship, service level, account structure, and legacy affiliation. Clients may be subject to different maximum fees, minimum fees, billing structures, or other terms based on whether they are legacy Agile Retirement Management clients, Align clients, or transitioned clients with previously agreed upon arrangements. The maximum client fee will not exceed 1.75%.
Location
Mansfield, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger writes long-term care and disability policies, dedicating minimal time to this activity. He also has a holding company for tax purposes and provides financial planning and asset allocation as a registered investment advisor, spending about a quarter of his time on this.
Employment History
Current Registrations
Align Financial, LLC
Previous Registrations
Strategic Financial Concepts, LLC
LPL Financial LLC
Wwk Wealth Advisors
LPL Financial LLCBroker
LPL Financial Corporation
UBS Financial Services INC.Broker
UBS Financial Services INC.
Olde Discount CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.