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DG
CFP · ChFC
DG
CFP · ChFC

David Gaynes

LPL Financial LLC
35 Years of Experience
Atlanta, GA
Broker
View SEC Summary
View SEC Summary

David Gaynes is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Atlanta, GA, with 35 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Ashford Ctr N Ste 400, Atlanta, GA, 30338

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David receives trails on existing business through Commonwealth, spending minimal time on this activity. He is also involved in several business entities, including Gaynes Financial Services, Inc., Integrated Financial Group, Inc., IFG-DFA, DHG Properties, LLC, and Integrated Support Services, primarily for tax and investment purposes, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2011 - Present · 15 yrs 2 mos
LPL Financial LLC
August 2011 - Present · 15 yrs 2 mos
Previous Registrations
Securities America Advisors, INC.
January 2006 - August 2011 · 5 yrs 7 mos
Securities America, INC.Broker
January 2006 - August 2011 · 5 yrs 7 mos
Securities America Advisors, INC.
December 2003 - January 2006 · 2 yrs 1 mo
Securities America, INC.Broker
December 2003 - January 2006 · 2 yrs 1 mo
Veravest Investment Advisors, INC.
March 2003 - December 2003 · 9 mos
Veravest Investments, INC.Broker
August 1991 - December 2003 · 12 yrs 4 mos
State Registrations32 states
AKALAZCACOCTDCDEFLGAILINKYLAMAMDMSNCNHNVNYOHOKPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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