ES
ES

Edward Smith

34 Years of Experience
Washington, DC
Broker

Edward Smith is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

1747 Pennsylvania Avenue NorthWest, Street 900, Washington, DC, 20006

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Edward is involved with a non-profit providing school uniforms and serves as a trustee for multiple trusts. He is also on the investment committee for The Mercersburg Academy and a partner in a restaurant/bar/nightclub.

Employment History
Current Registrations
Morgan Stanley
November 2020 - Present · 5 yrs 6 mos
Morgan Stanley
November 2020 - Present · 5 yrs 6 mos
Morgan StanleyBroker
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
February 2008 - December 2020 · 12 yrs 10 mos
UBS Financial Services INC.Broker
February 2008 - December 2020 · 12 yrs 10 mos
Deutsche Bank Securities INC.Broker
January 2001 - March 2008 · 7 yrs 2 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Deutsche Bank Securities INC.
September 1993 - March 2008 · 14 yrs 6 mos
Alex. Brown & Sons IncorporatedBroker
August 1991 - September 1997 · 6 yrs 1 mo
State Registrations37 states
ALAZCACOCTDCDEFLGAILKSLAMAMDMEMNMTNCNENHNJNMNVNYOHOKORPASCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Edward Smith - Financial Advisor | TrueAdvisor