Lee Ellwood
Lee Ellwood is a registered investment advisor at Bny Mellon Securities Corporation, based in Sarasota, FL, with 27 years of industry experience. Lee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,823 clients with $7.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BNY Mellon Securities Corporation (BNYSC) does not directly charge fees to individual clients. Instead, BNYSC receives a portion of the wrap fee that the client pays to the Program Sponsor. This portion typically ranges from 0.00% to 0.50% annually, depending on the Program Sponsor, the type of account, the level of support provided by BNYSC, and the size of the client’s assets in the specific investment strategy.
Location
Sarasota, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lee manages the scheduling and finances for the South Shore Girls Basketball League since 2015. This requires minimal time each month.
Employment History
Current Registrations
Bny Mellon Securities Corporation
Bny Mellon Securities Corporation
Bny Mellon Securities CorporationBroker
Previous Registrations
American Century Investment Services INC.Broker
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Placemark Investments, INC.
Derby and Company INC
Fidelity Brokerage Services, INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Hibbard Brown & CO., INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.