James Marshal is a registered investment advisor at The Institute, based in Melbourne, FL, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 817 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable. The maximum annual fee is generally 2.00% of assets under management, though certain clients may agree to higher fees in limited circumstances.
Fee Estimator
Location
1900 S Harbor City Blvd, Ste 328, Melbourne, FL, 32901
Get directionsHistory
Regulatory History (1)
Judgment / Lien
April 2015Other Business Activities
James provides personal CFO services for nonprofit and for-profit businesses, including financial analysis, compliance monitoring, budget preparation, and tax return data collection. He also consults with business owners and provides payroll services.
Employment History
Current Registrations
The Institute
Previous Registrations
Institute for Wealth Advisors, INC.
Spc
Summit Financial Group INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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