James Marshal is a registered investment advisor at The Institute, based in Denver, CO, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 817 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IWM charges a percentage of your assets under management. The exact fee is negotiated between you and your advisor, but the maximum fee is 2.00% per year. Fees can vary significantly among clients. IWM may waive fees for certain clients. IWM may also retain sub-advisors to assist with managing portfolios.
Location
9878 W. Belleview Ave., #2306, Denver, CO, 80123
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Regulatory History (1)
Judgment / Lien
April 2015Other Business Activities
James provides personal CFO services for nonprofit and for-profit businesses, including financial analysis, compliance monitoring, budget preparation, and tax return data collection. He also consults with business owners and provides payroll services.
Employment History
Current Registrations
The Institute
Previous Registrations
Institute for Wealth Advisors, INC.
Spc
Summit Financial Group INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.