Julian Lively
Julian Lively is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Augusta, GA, with 34 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
633 Berckman Road, Augusta, GA, 30909
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2005Other Business Activities
Julian is a finance committee member and treasurer for Kiokee Baptist Church. These roles involve offering input on financial issues, supervising financial affairs, and making recommendations, taking a few hours per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.