DH
DH
Daniel Haugh
34 Years of Experience
Chicago, IL
2 DisclosuresBroker
Daniel Haugh is a registered investment advisor at Wells Street Advisors, LLC, based in Chicago, IL, with 34 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$475K
Fee Structure
Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee is negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
411 S. Wells Street, Suite 900, Chicago, IL, 60607
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2017Settled
Regulatory
January 2016Final
Other Business Activities
Daniel is a registered representative with PTI Securities & Futures L.P. and Wells Street Advisors, LLC. Both roles are investment-related and he serves as Chief Compliance Officer (CCO) for both.
Employment History
Current Registrations
Wells Street Advisors, LLC
November 2014 - Present · 11 yrs 6 mos
Pti Securities & Futures L. P.
October 1991 - Present · 34 yrs 7 mos
Pti Securities & Futures L. P.Broker
October 1991 - Present · 34 yrs 7 mos
Previous Registrations
Pti Securities & Futures L.P.
April 2002 - December 2014 · 12 yrs 8 mos
State Registrations26 states
AKALAZCACOCTDCGAILINMAMDMIMNNCNHNJNYOHORPATXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.