Thomas Haugh
Thomas Haugh is a registered investment advisor at Wells Street Advisors, LLC, based in Chicago, IL, with 34 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee is negotiable.
Fee Estimator
Location
411 S. Wells Street, Suite 900, Chicago, IL, 60607
Get directionsHistory
Regulatory History (1)
Regulatory
January 1997Other Business Activities
Thomas is the Chief Investment Officer of PTI Securities & Futures L.P. and Wells Street Advisors, LLC, spending full-time on this activity. He also hosts a radio program called Stocks and Jocks, dedicating a few hours per week, and may provide expert witness testimony related to options strategy.
Employment History
Current Registrations
Wells Street Advisors, LLC
Pti Securities & Futures L. P.
Pti Securities & Futures L. P.Broker
Previous Registrations
Najarian Family Office, LLC
Pti Securities & Futures L.P.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.