Carl White is a registered investment advisor at LPL Financial LLC, based in Helena, MT, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1018 West Custer Ave Ste 3, Helena, MT, 59602
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Regulatory History (1)
Customer Dispute
December 2018Other Business Activities
Carl operates Dunn Financial Solutions as a DBA for his LPL business. He dedicates all of his time to this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Edward JonesBroker
Edward Jones
TD Wealth Management Services INC.
TD Wealth Management Services INC.Broker
Primevest Financial Services, INC.
Bancnorth Investment Group, INC.Broker
Primevest Financial Services, INC.Broker
CUNA Brokerage Services, INC.Broker
Linsco/private Ledger CORP.Broker
Equity Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.