DF
CFP
DF
CFP

Deron Florey

29 Years of Experience
Phoenix, AZ
Broker

Deron Florey is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Phoenix, AZ, with 29 years of industry experience. Deron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1702 E Highland Ave, Suite 204, Phoenix, AZ, 85016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Deron is the 100% owner of Florey Capital Management LLC, doing business as Cetera Business. This activity takes nearly all of Deron's time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2022 - Present · 4 yrs
Cetera Investment Services LLCBroker
May 2022 - Present · 4 yrs
Previous Registrations
Schwab Private Client Investment Advisory, INC.
January 2012 - May 2022 · 10 yrs 4 mos
Charles Schwab & CO., INC.
February 2009 - December 2011 · 2 yrs 10 mos
Charles Schwab & CO., INC.Broker
February 2009 - May 2022 · 13 yrs 3 mos
Charles Schwab & CO., INC.Broker
January 1998 - April 2006 · 8 yrs 3 mos
Charles Schwab & CO., INC.Broker
December 1992 - May 1996 · 3 yrs 5 mos
American Express Financial Advisors INC.Broker
July 1991 - August 1992 · 1 yr 1 mo
Ids Life Insurance CompanyBroker
July 1991 - August 1992 · 1 yr 1 mo
State Registrations3 states
AZCAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.