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Thomas West
1 Year of Experience
Phoenix, AZ
1 DisclosureBroker
Thomas West is a registered investment advisor at Cetera Investment Advisers LLC, based in Phoenix, AZ, with 1 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
3131 E Camelback Road Suite 100, Phoenix, AZ, 85016
Get directionsHistory
Regulatory History (1)
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Criminal
May 2022Final Disposition
Other Business Activities
Thomas works as a financial advisor for Renaissance Financial, a financial services firm, since August 2024. This requires approximately 40 hours per week, with 30 hours during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 9 mos
Cetera Wealth Services, LLCBroker
November 2024 - Present · 1 yr 11 mos
State Registrations7 states
AZCAILNJOHTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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