Charles Cavanaugh
Charles Cavanaugh is a registered investment advisor at Citigroup Global Markets INC., based in New York, NY, with 29 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Wealth Management, National Sales, 388 Greenwich St., 22nd Fl & 24th Fl, New York, NY, 10013
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is a member of the Steering Committee for the Financial Institution Insurance Council since 2022. He dedicates minimal time per month to monthly virtual peer group forums.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Allstate Financial Services, LLCBroker
Allstate Financial Advisors, LLC
Allstate Distributors, L.L.C.Broker
Tlg Advisors, INC.
The Leaders Group, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Lincoln Financial Distributors, INC.Broker
Ameritas Investment CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Hartford Equity Sales Company INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.