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Gregory Sexton

31 Years of Experience
Knoxville, TN
1 DisclosureBroker

Gregory Sexton is a registered investment advisor at Morgan Stanley, based in Knoxville, TN, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Landmark Center, 1111 North Shore Dr Ste N-160, Knoxville, TN, 37919

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2008
Denied
Other Business Activities

Gregory owns rental property in Ruston, LA since 2010 and is an investor in Northpoint Property Phase 1 LLC. He also serves as a trustee for two trusts in Germantown, TN, dedicating about 10-20% of his time to one of them.

Employment History
Current Registrations
Morgan Stanley
March 2013 - Present · 13 yrs 2 mos
Morgan StanleyBroker
March 2013 - Present · 13 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
January 2008 - March 2013 · 5 yrs 2 mos
UBS Financial Services INC.Broker
January 2008 - March 2013 · 5 yrs 2 mos
Morgan Keegan & Company, INC.
February 1997 - January 2008 · 10 yrs 11 mos
Morgan Keegan & Company, INC.Broker
May 1994 - January 2008 · 13 yrs 8 mos
State Registrations42 states
ALARAZCACOCTDCDEFLGAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENJNMNVNYOHOKORPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Gregory Sexton - Financial Advisor | TrueAdvisor