Neil Gagnon
Neil Gagnon is a registered investment advisor at Gagnon Securities, LLC, based in New York, NY, with 55 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,202 clients with $530M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gagnon Securities charges fees for advisory and brokerage services.
For non-retirement accounts, clients pay a commission on each buy and sell transaction, up to 2% of the trade amount, plus a transaction fee up to $0.04 per share.
For retirement accounts and former Townsend Group Investments clients, Gagnon Securities charges a management fee of 2.25% per year for long-only accounts or 3.00% per year for hedged accounts, calculated monthly. These accounts do not pay commissions or transaction fees.
Location
1370 Avenue of the Americas, 26th Floor, New York, NY, 10019
Get directionsHistory
Regulatory History (3)
Regulatory
September 2014Customer Dispute
November 1999Customer Dispute
February 1999Other Business Activities
Neil is a managing member of Gagnon Administrative Services and Gagnon Securities Partners Fund, and a principal of Gagnon Advisors LLC. He is also a managing member of GagnonLee Associates, a partner at Hilltop Aviation, a trustee at Gagnon Family Foundation, and an owner of Penguin Ice Cream Shop.
Employment History
Current Registrations
Gagnon Securities, LLC
Gagnon Securities, LLCBroker
Previous Registrations
Herzog, Heine, Geduld, INC.Broker
Gilder Gagnon Howe & CO. LLCBroker
Hambrecht & QuistBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.