Vance Schroeder
Vance Schroeder is a registered investment advisor at Wells Fargo Advisors, based in San Diego, CA, with 33 years of industry experience. Vance is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
15373 Innovation Drive, Suite 100, San Diego, CA, 92128
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2008Other Business Activities
Vance holds an inactive Board of Accountancy license in California. Vance also owns 100% of CCS Capital Management Corp and spends about a quarter of his time on it, including 8 hours during trading, while transitioning to Finet Practice.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Northwestern Mutual Investment Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Pacific Capital Partners, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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