RC
RC

Richard Correra

30 Years of Experience
New York, NY
Broker

Richard Correra is a registered investment advisor at Morgan Stanley, based in New York, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

55 East 52nd Street, 28th Floor, New York, NY, 10055

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Richard is a landlord for real estate rental property through ST FXC LLC since December 2019. This activity is investment-related.

Employment History
Current Registrations
Morgan Stanley
August 2019 - Present · 6 yrs 9 mos
Morgan StanleyBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
May 2012 - August 2019 · 7 yrs 3 mos
UBS Financial Services INC.
May 2012 - August 2019 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2008 - May 2012 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2008 - May 2012 · 3 yrs 10 mos
Citigroup Global Markets INC.Broker
March 1996 - August 2008 · 12 yrs 5 mos
State Registrations42 states
AKAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.