John Roche is a CFP-designated registered investment advisor, based in Plantation, FL, with 29 years of industry experience.
Location
Plantation, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Russell Investments Financial Services, LLC
June 2024 - Present · 1 yr 11 mos
Russell Investments Financial Services, LLCBroker
June 2024 - Present · 1 yr 11 mos
Russell Investments
May 2024 - Present · 2 yrs
Previous Registrations
Anchor Capital Advisors LLC
July 2019 - December 2020 · 1 yr 5 mos
Quasar Distributors, LLCBroker
September 2015 - October 2018 · 3 yrs 1 mo
G.distributors, LLCBroker
December 2013 - August 2015 · 1 yr 8 mos
PNC Investments
November 2013 - December 2013 · 1 mo
PNC InvestmentsBroker
November 2013 - December 2013 · 1 mo
Oppenheimer & CO. INC.
November 2012 - November 2013 · 1 yr
Oppenheimer & CO. INC.Broker
November 2012 - November 2013 · 1 yr
Thornburg Investment Management INC
April 2008 - October 2012 · 4 yrs 6 mos
Thornburg Securities CorporationBroker
April 2008 - October 2012 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1998 - March 2008 · 9 yrs 11 mos
Long Grove Trading CO.Broker
June 1995 - April 1998 · 2 yrs 10 mos
Elan Investment Services, INC.Broker
February 1995 - June 1995 · 4 mos
Transamerica Financial Resources, INC.Broker
October 1994 - April 1995 · 6 mos
First Colonial Investment Services, INC.Broker
September 1994 - June 1995 · 9 mos
Terra Securities CorporationBroker
October 1992 - July 1994 · 1 yr 9 mos
Nylife Securities INC.Broker
November 1991 - October 1992 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.