Areas of Practice
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pactolus provides investment advisory services through a wrap fee program. Please refer to the Pactolus Wrap Fee Program Brochure for fee information. Pactolus also facilitates the establishment of self-directed retirement funds for an initial fee of $750, and an ongoing annual fee of $150 for administrative support. These accounts are also subject to the asset-based fee schedule in the Wrap Fee Program Brochure.
Location
8614 Westwood Center Drive, Suite 620, Vienna, VA, 22182
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan is the CEO of Pactolus Private Wealth Management, LLC and Pactolus Capital Partners, dedicating full-time hours to the former. He also manages Pactolus Income Opportunities LLC and serves as a managing member of several SPV entities.
Employment History
Current Registrations
Pactolus Capital PartnersBroker
Pactolus
Previous Registrations
Blackbook Capital LLCBroker
Forefront Capital Markets LLCBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.