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Stephen Stillwell
34 Years of Experience
Denver, CO
2 DisclosuresBroker
Stephen Stillwell is a registered investment advisor at Raymond James & Associates, INC., based in Denver, CO, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
4643 South Ulster Street, Suite 1350, Denver, CO, 80237
Get directionsHistory
Regulatory History (2)
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Customer Dispute
April 2002Denied
Employment Separation After Allegations
September 1996Other Business Activities
Stephen is the owner/proprietor of Stillwell Gallery LLC since December 2023, overseeing all current operations. This takes a few hours per week and none during trading hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2011 - Present · 15 yrs 1 mo
Raymond James & Associates, INC.
April 2011 - Present · 15 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2011 - Present · 15 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
June 2001 - April 2011 · 9 yrs 10 mos
UBS Financial Services INC.Broker
May 2001 - April 2011 · 9 yrs 11 mos
Mcdonald Investments INC.Broker
May 1999 - May 2001 · 2 yrs
Key Investments INC.Broker
October 1996 - May 1999 · 2 yrs 7 mos
Fbs Investment Services, INC.Broker
January 1995 - October 1996 · 1 yr 9 mos
Invest Financial CorporationBroker
March 1992 - January 1995 · 2 yrs 10 mos
Smith, Benton & Hughes, INC.Broker
January 1992 - February 1992 · 1 mo
State Registrations19 states
AZCACOFLGAIDILMDMNNJOHORPASCTXUTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.