Douglas Cortez is a registered investment advisor, based in Bay Shore, NY, with 21 years of industry experience.
Location
1805 5th Ave, Suite 14, Bay Shore, NY, 11706
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
State Farm Vp Management CORP.Broker
November 2025 - Present · 6 mos
State Farm Vp Management CORP.
November 2025 - Present · 6 mos
State Farm Investment Management CORP.
October 2025 - Present · 7 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - December 2013 · 1 yr 2 mos
Chase Investment Services CORP.Broker
December 2010 - October 2012 · 1 yr 10 mos
Fidelity Brokerage Services LLCBroker
July 2008 - June 2010 · 1 yr 11 mos
Banc of America Investment Services, INC.Broker
October 2004 - July 2008 · 3 yrs 9 mos
Quick & Reilly, INC.Broker
October 2004 - October 2004 · 0 mos
Chase Investment Services CORP.Broker
October 2003 - September 2004 · 11 mos
Citicorp Investment ServicesBroker
June 2000 - July 2003 · 3 yrs 1 mo
The Dreyfus Service CorporationBroker
February 1992 - January 2000 · 7 yrs 11 mos
Chatfield Dean & CO., INC.Broker
September 1991 - November 1991 · 2 mos
State Registrations4 states
CTNJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.