Wendy Boswell is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
3280 Peachtree Road Northeast, Suite 1900, Atlanta, GA, 30305
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2002Settled
Employment History
Current Registrations
Morgan Stanley
December 2014 - Present · 11 yrs 5 mos
Morgan StanleyBroker
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
UBS Painewebber INC.Broker
August 2000 - April 2003 · 2 yrs 8 mos
J.C. Bradford & CO.Broker
April 1996 - August 2000 · 4 yrs 4 mos
Raymond James & Associates, INC.Broker
April 1994 - April 1996 · 2 yrs
J.C. Bradford & CO.Broker
June 1993 - May 1994 · 11 mos
State Registrations39 states
ALARAZCACODCFLGAHIIDILINKYLAMAMDMEMIMNMOMSMTNCNHNJNVNYOHORPARISCTNTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.