Leonard Brooks
Leonard Brooks is a registered investment advisor at Brooks Financial of North Carolina, LLC, based in Durham, NC, with 27 years of industry experience. Leonard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 59 clients with $9.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 0.90% |
| $500K - $750K | 0.75% |
| $750K - $1.5M | 0.60% |
| $1.5M - $3.5M | 0.50% |
| $3.5M+ | 0.50% |
Fees above $3,500,000 are negotiable.
Fee Estimator
Location
1822 E Nc Hwy 54, Suite 350 C, Durham, NC, 27713
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leonard owns Brooks Financial of North Carolina, providing tax preparation and filing services, dedicating full-time hours to this endeavor. He also works as an agent for Alpha Risk Management Services, managing small commercial property and selling property and casualty insurance, taking about 35-50 hours per month.
Employment History
Current Registrations
Brooks Financial of North Carolina, LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
Nationwide Securities, INC.Broker
Investors Capital CORP.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.