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Thomas Wieczerak

35 Years of Experience
Wall Township, NJ
2 DisclosuresBrokerSells Insurance

Thomas Wieczerak is a registered investment advisor at MML Investors Services, LLC, based in Wall Township, NJ, with 35 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1305 Campus Parkway, Wall Township, NJ, 07753

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019
Settled
Customer Dispute
August 2011
Denied
Other Business ActivitiesSells Insurance

Thomas is an independent insurance agent selling dental, group disability income, disability, fixed annuities, life/accident/health, long-term care, and Medicare-related products since 1992. He spends minimal time on these activities.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
June 2002 - January 2015 · 12 yrs 7 mos
New England SecuritiesBroker
December 1992 - January 2015 · 22 yrs 1 mo
Pml Securities CompanyBroker
September 1991 - December 1992 · 1 yr 3 mos
State Registrations12 states
ALDEFLGAMDNHNJNYPASCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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