Thomas Lucia
Thomas Lucia is a registered investment advisor at MML Investors Services, LLC, based in Wall Township, NJ, with 30 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1305 Campus Parkway, Wall Township, NJ, 07753
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2008Criminal
July 1995Other Business Activities
Thomas is a notary public for the state of New Jersey since 2004, working evenings and weekends. This activity is not investment-related.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
New England Securities Corporation
New England SecuritiesBroker
First Investors CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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