Robert O'carroll is a registered investment advisor, based in Tampa, FL, with 27 years of industry experience.
Location
4301 Anchor Plaza Parkway, Suite 450, Tampa, FL, 33634
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert owns O'Carroll Investment Management and O'Carroll Investment Management, Inc., dedicating full-time hours to marketing financial services and receiving commissions. He also serves on the San Marcos Lutheran Church Endowment Committee, is a trustee for a family trust, and is the treasurer for Cancer for College, dedicating minimal time to each.
Employment History
Current Registrations
J.W. Cole Financial, INC.Broker
J. W. Cole Advisors, INC.
Previous Registrations
Financial Advisers of America, LLC
Financial Advisers of America, LLCBroker
Nexcore Financial Services, Incorporated
Cls Investment Firm, LLC
Nexcore Capital, INC.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.