DV
DV

Dana Vega

24 Years of Experience
Roseville, CA
Broker

Dana Vega is a registered investment advisor at D.A. Davidson & CO., based in Roseville, CA, with 24 years of industry experience. Dana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2901 Douglas Blvd., Suite 255, Roseville, CA, 95661

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
June 2021 - Present · 4 yrs 11 mos
D.A. Davidson & CO.Broker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Lincoln Financial Advisors CorporationBroker
July 2013 - August 2020 · 7 yrs 1 mo
LPL Financial LLCBroker
September 2011 - January 2013 · 1 yr 4 mos
H. Beck, INC.Broker
November 2009 - November 2009 · 0 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - March 2008 · 11 mos
Morgan Stanley Dw INC.Broker
April 2001 - April 2007 · 6 yrs
Painewebber IncorporatedBroker
May 1997 - May 1999 · 2 yrs
Dean Witter Reynolds INC.Broker
March 1995 - April 1997 · 2 yrs 1 mo
State Registrations50 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.