Steven Holland
Steven Holland is a registered investment advisor at The Holland Group, Retirement Wealth Advisors, LLC, based in Clearwater, FL, with 32 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 694 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $5.0M | 1.15% |
| $5.0M - $10.0M | 1.05% |
| $10M+ | 1.05% |
Fees negotiable for accounts over $10,000,001.
Fee Estimator
Location
2637 Mc Cormick Drive, Suite 101, Clearwater, FL, 33759
Get directionsHistory
Regulatory History (7)
Regulatory
May 2016Regulatory
November 2012Customer Dispute
October 2006Customer Dispute
June 2005Customer Dispute
November 2004Customer Dispute
November 2001Regulatory
April 1994Other Business ActivitiesSells Insurance
Steven is the president of The Holland Group Income Tax and Financial Strategies Inc., an affiliated insurance agency and accounting practice, dedicating about half his time to it. He is also an investment adviser representative for Mutual Trust Asset Management, Inc.
Employment History
Current Registrations
The Holland Group, Retirement Wealth Advisors, LLC
Previous Registrations
Mutual Trust Asset Mgmt., INC.
Mutual Trust CO. of America SecuritiesBroker
Veritrust Financial, LLCBroker
Aragon Financial Services, INC.Broker
The Investment Center, INC.Broker
Sunamerica Securities, INC.Broker
Securities America, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.