JP
JP
Joseph Penhallow
3 Years of Experience
Clearwater, FL
1 Disclosure
Joseph Penhallow is a registered investment advisor at The Holland Group, Retirement Wealth Advisors, LLC, based in Clearwater, FL, with 3 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 694 clients with $220M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
694 clients
Average Client Portfolio
$310K average
Assets Under Management
$215.2M
Fee Structure
Minimum Investment:$250K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $5.0M | 1.15% |
| $5.0M - $10.0M | 1.05% |
| $10M+ | 1.05% |
Fees negotiable for accounts over $10,000,001.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
2637 Mc Cormick Drive, Suite 101, Clearwater, FL, 33759
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2025Employment History
Current Registrations
The Holland Group, Retirement Wealth Advisors, LLC
May 2025 - Present · 1 yr
Previous Registrations
Morgan Stanley
October 2022 - March 2025 · 2 yrs 5 mos
Morgan StanleyBroker
October 2022 - March 2025 · 2 yrs 5 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.