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CFP

William Dendy

Raymond James Financial Services Advisors, INC
35 Years of Experience
Dallas, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

William Dendy is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Dallas, TX, with 35 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

18333 Preston Rd, Suite 300, Dallas, TX, 75252

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2025
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is an attorney and CPA, and also owns International Cruise Control, Inc. He is also the President and key advisor for Alicorn Investment Management, Inc., dedicating about half of his time to this role, where fixed insurance products are offered independently.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2020 - Present · 6 yrs 7 mos
Raymond James Financial Services Advisors, INC
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
October 2004 - April 2020 · 15 yrs 6 mos
LPL Financial LLC
October 2004 - April 2020 · 15 yrs 6 mos
Prospera Financial Services, INC.
April 2003 - October 2004 · 1 yr 6 mos
Prospera Financial Services, INC.Broker
March 1997 - October 2004 · 7 yrs 7 mos
Smith Barney INC.Broker
July 1993 - April 1997 · 3 yrs 9 mos
Lehman Brothers INC.Broker
September 1991 - July 1993 · 1 yr 10 mos
State Registrations38 states
ALARAZCACOCTDCFLGAHIIAIDILINLAMAMDMIMOMSMTNCNENHNJNMNVNYOHOKORPASCTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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